Sean Hughes
Gareth Vaughan hopes the Financial Markets Authority under its incoming CEO will stand up for the little guys, the ma and pa retail investors, and not be too tied up with the big end of town
15th Sep 21, 3:00pm
6
Gareth Vaughan hopes the Financial Markets Authority under its incoming CEO will stand up for the little guys, the ma and pa retail investors, and not be too tied up with the big end of town
After defeat in the Court of Appeal, ANZ wants to take fight to prevent potential action by the FMA against the bank on behalf of collapsed 'Company X' investors to the Supreme Court
8th Mar 19, 10:34am
3
After defeat in the Court of Appeal, ANZ wants to take fight to prevent potential action by the FMA against the bank on behalf of collapsed 'Company X' investors to the Supreme Court
Sean Hughes says the Australian Financial System Inquiry has taken a refreshing stance and deserve credit for laying the groundwork for a mature conversation
12th Dec 14, 12:28pm
Sean Hughes says the Australian Financial System Inquiry has taken a refreshing stance and deserve credit for laying the groundwork for a mature conversation
The Interesties 2013: Our annual awards are back
Retail investors' understanding of risk and diversification still lacking, departing FMA boss says, wishing he had 'got out in the community more'
11th Dec 13, 2:55pm
11
Retail investors' understanding of risk and diversification still lacking, departing FMA boss says, wishing he had 'got out in the community more'
Retail investor confidence undergoing a 'resurgence' but there's more work to do yet, says departing FMA boss Sean Hughes
10th Dec 13, 3:29pm
Retail investor confidence undergoing a 'resurgence' but there's more work to do yet, says departing FMA boss Sean Hughes
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
28th Nov 13, 9:56am
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
Financial adviser David Ross, who 'overstated' client funds by $380 million gets 10 years and 10 months imprisonment
15th Nov 13, 11:58am
14
Financial adviser David Ross, who 'overstated' client funds by $380 million gets 10 years and 10 months imprisonment
FMA wraps up 4 finance company probes, decides to take no action
Outgoing FMA chief says Government may want to look at strengthening prudential supervision of KiwiSaver
12th Jul 13, 4:16pm
4
Outgoing FMA chief says Government may want to look at strengthening prudential supervision of KiwiSaver
Outgoing Financial Markets Authority boss Sean Hughes would like to have got out more among the 'mum and dad' investors
11th Jul 13, 11:21am
1
Outgoing Financial Markets Authority boss Sean Hughes would like to have got out more among the 'mum and dad' investors
Why the 'once in a generation' Financial Markets Conduct Bill is bigger than Ben-Hur
23rd May 13, 3:40pm
3
Why the 'once in a generation' Financial Markets Conduct Bill is bigger than Ben-Hur
Monitoring report coming from the FMA on KiwiSaver likely to call for more consistency of disclosure on fees and investment returns
18th Apr 13, 11:20am
9
Monitoring report coming from the FMA on KiwiSaver likely to call for more consistency of disclosure on fees and investment returns
KiwiSaver managers to adopt standardised reporting on quarterly and annual basis from July 2013
3rd Apr 13, 2:10pm
9
KiwiSaver managers to adopt standardised reporting on quarterly and annual basis from July 2013
FMA boss Sean Hughes says buck stops with him on Ross Asset Management debacle, urges investors to ask their money managers the hard questions
6th Dec 12, 1:10pm
43
FMA boss Sean Hughes says buck stops with him on Ross Asset Management debacle, urges investors to ask their money managers the hard questions
Ross Asset Management receivers PwC say can only find NZ$10m of investments held for purported investments of NZ$450m; Fund insolvent, Group to be liquidated
15th Nov 12, 12:20pm
50
Ross Asset Management receivers PwC say can only find NZ$10m of investments held for purported investments of NZ$450m; Fund insolvent, Group to be liquidated
Over five years KiwiSaver members have paid close to NZ$440 mln in fees all up to providers and related parties
25th Oct 12, 5:05am
16
Over five years KiwiSaver members have paid close to NZ$440 mln in fees all up to providers and related parties
Advisors on both sides of the Tasman to be recognised for qualifications by mutual consent of NZ's FMA and Australia's ASIC
2nd Jul 12, 12:38pm
Advisors on both sides of the Tasman to be recognised for qualifications by mutual consent of NZ's FMA and Australia's ASIC
Reserve Bank happy for KiwiSaver to remain outside prudential supervision umbrella, says FMA's market conduct approach appropriate
10th May 12, 4:37pm
Reserve Bank happy for KiwiSaver to remain outside prudential supervision umbrella, says FMA's market conduct approach appropriate
Opinion: Mind the gap, the regulatory one. Why we need regulation of KiwiSaver providers' governance, related party transactions and audits
7th May 12, 4:39pm
12
Opinion: Mind the gap, the regulatory one. Why we need regulation of KiwiSaver providers' governance, related party transactions and audits
No Govt plans to introduce prudential regulation for KiwiSaver providers, Commerce Minsiter Craig Foss says, despite FMA CEO's concerns
3rd May 12, 4:32pm
No Govt plans to introduce prudential regulation for KiwiSaver providers, Commerce Minsiter Craig Foss says, despite FMA CEO's concerns
'Demand driven' opportunities for finance companies are out there in three sectors, but are there any takers?
2nd May 12, 5:15pm
1
'Demand driven' opportunities for finance companies are out there in three sectors, but are there any takers?
Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members
1st May 12, 5:26pm
7
Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members
Financial Markets Authority boss says a finance company, potentially Hanover, likely to be 1st target of FMA's ASIC style 'in investor's shoes' power
1st May 12, 5:18pm
1
Financial Markets Authority boss says a finance company, potentially Hanover, likely to be 1st target of FMA's ASIC style 'in investor's shoes' power
Bridgecorp's Rod Petricevic sentenced to six and a half years jail for misleading investors and knowingly making false statements
26th Apr 12, 11:54am
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Bridgecorp's Rod Petricevic sentenced to six and a half years jail for misleading investors and knowingly making false statements